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FIS Protegent OverviewUNIXBusinessApplication

Buyer's Guide

Download the GRC Buyer's Guide including reviews and more. Updated: June 2022

What is FIS Protegent?

Compliance officers must manage vast, disparate data and processes to comply with ever-changing global trading regulations, often against tight deadlines. FIS’ Protegent suite of compliance solutions increases visibility across operational data, highlights risk areas for financial crime compliance and integrates workflows for evidence of review. This provides compliance departments with more transparency and efficiency.

FIS Protegent was previously known as SunGard Protegent, Protegent.

FIS Protegent Customers

A Large European Broker, a global asset management firm

FIS Protegent Video

Archived FIS Protegent Reviews (more than two years old)

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PeerSpot user
digital strategist at SMD Services
Robust and comprehensive product for Finanancial Services Compliance.

What is most valuable?

The Protegent surveillance suite of products automates many of the manual financial services / broker dealers compliance processes related to FINRA and the SEC. The suite is comprehensive and fairly easy to implement (depending on your business model and clearing relationships).

What needs improvement?

Custom integration is required as many of these modules are not linked and do not share data easily.

What other advice do I have?

Overall, this is a great product. The ROI is hard to measure as the more information and data you have, the more you want to analyze it and use it....therefore, it is hard to reduce headcount. Also, as new regulations are introduced, more effort is needed to keep up.
Disclosure: I am a real user, and this review is based on my own experience and opinions.